IBA Guidelines on Conflicts of Interest in International Arbitration - SAR 2004 - 1
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Stockholm Arbitration Report (SAR)
Preview Page SAR 2004 - 1
Table of Contents
Introduction
PART I:General Standards Regarding Impartiality, Independence and Disclosure
PART II:Practical Application of the General Standards
1. Non-Waivable Red List
2. Waivable Red List
2.1. Relationship of the arbitrator to the dispute
2.2. Arbitrator’s direct or indirect interest in the dispute
2.3. Arbitrator’s relationship with the parties or counsel
3. Orange List
3.1. Previous services for one of the parties or other involvement in the case
3.2. Current services for one of the parties
3.3. Relationship between an arbitrator and another arbitrator or counsel
3.4. Relationship between arbitrator and party and others involved in the arbitration
3.5. Other circumstances
4. Green List
4.1. Previously expressed legal opinions
4.2. Previous services against one party
4.3. Current services for one of the parties
4.4. Contacts with another arbitrator or with counsel for one of the parties
4.5. Contacts between the arbitrator and one of the parties
Introduction
PART I: General Standards Regarding Impartiality,
Independence and Disclosure
PART II: Practical Application of the General Standards
1. Non-Waivable Red List
2. Waivable Red List
2.1. Relationship of the arbitrator to
the dispute
2.2. Arbitrator’s direct or indirect interest
in the dispute
2.3. Arbitrator’s relationship with the
parties or counsel
3. Orange List
3.1. Previous services for one of the parties
or other involvement in the case
3.2. Current services for one of the parties
3.3. Relationship between an arbitrator
and another arbitrator or counsel
3.4. Relationship between arbitrator and
party and others involved in the
arbitration
3.5. Other circumstances
4. Green List
4.1. Previously expressed legal opinions
4.2. Previous services against one party
4.3. Current services for one of the parties
4.4. Contacts with another arbitrator
or with counsel for one of the parties
4.5. Contacts between the arbitrator and
one of the parties