Originally from Securities Arbitration: Practice and Forms - Third Edition

SYNOPSIS

§ 11.01 Introduction

§ 11.02 Forum and Venue Issues
[1] Federal Court
[2] State Court

§ 11.03 Enforcing the Award
[1] Confirmation Procedures
[a] Confirmation Under the Federal Arbitration Act
[b] Confirmation in State Proceedings
[c] Enforcement of the Judgment
[2] Enforcement through FINRA

§ 11.04 Challenging the Award
[1] Vacating the Award
[a] In General
[b] Fraud, Corruption, and Undue Means
[c] Evident Partiality or Corruption
[d] Procedural Misconduct and Other Prejudicial Misbehavior
[e] Manifest Disregard of the Law
[f] Ultra Vires
[g] Public Policy
[2] Modifying or Correcting the Award
[3] Procedure for Challenging the Award
[a] Time to Appeal
[b] Procedure Under the Federal Arbitration Act
[c] Procedure Under State Arbitration Acts