Carbonneau on International Arbitration: Collected Essays
About the Book:
The chapters of this volume represent the majority of Professor Carbonneau’s scholarly writings on the subject of international commercial arbitration. They reflect his interest over the course of thirty years of law-teaching in international litigation, comparative law, and-of course - international arbitration. Some of the chapters are of a recent vintage, while others were written a decade or two ago. Whatever their date of production, the chapters have a continuing professional interest. Each addresses some of the major issues of trans-border arbitration law.
A number of chapters emphasize the importance of courts in developing and maintaining a legal culture that is hospitable to arbitration. The work of the courts has been instrumental to the reception of arbitration in the United States and in several European jurisdictions. The courts can “make or break” arbitration by upholding arbitration agreements and enforcing arbitral awards. Other chapters underscore that arbitration can operate as a complete legal system. It not only provides workable trial procedures, but arbitrators can also create law in their rulings. With the addition of an internal arbitral appellate mechanism, arbitrations can function with almost absolute independence. The world law on arbitrations seems to favor the “a-national” and “a-juridical” operation of the arbitral process.
A few of the chapters recognize that arbitration is being increasingly employed to resolve political or mixed political and commercial disputes. Investment arbitration and BITs are the most recent expression of this development; it had been apparent in WTO and NAFTA dispute resolution. The Iran-U.S. Claims Tribunal presented the first great occasion for assessing the vocation of arbitration in a mixed dispute situation. While arbitration has made significant inroads in this area, political sovereignty remains resistant to the imposition of limitations. In many less visible “political” cases, determinations are nonetheless made and rendered enforceable.
The concluding chapters address more specific developments in the field of ICA. A number of cases point to the strong, perhaps overweening, support of the judiciary for arbitration. The courts in some jurisdictions support arbitration unequivocally and are bent upon a single outcome no matter the impact on doctrine. Lawyer presence in the arbitral process has lead to increased formalization in some proceedings. The “judicialization” of arbitration tilts the process toward the protection of rights and hinders its ability to function effectively and reach finality. Lawyers can readily misunderstand and undermine the gravamen of arbitration. The concluding chapters also establish that the UK Arbitration Act 1996 is one of the world’s outstanding arbitration statutes. It rivals and bests the UNCITRAL Model Law on ICA and is the equal of the French codified law on arbitration. Finally, the express text of the New York Arbitration Convention appears to have been altered significantly by court practice. The possible limitations of national law have been neutralized and the provisions of the Convention articulate a truly trans-border regulation of the enforcement of awards.
In sum, the chapters in this book reflect the author's lifetime work in the area of international arbitration and are required reading for all those in the practicing in the field- law students, arbitrators, academics and practicing lawyers.
PDF of Title Page and T.O.C.
SUMMARY TABLE OF CONTENTS
Preface
Acknowledgements
About the Author
PART I: INTRODUCTORY PERSPECTIVE
Chapter 1. The Ballad of Transborder Arbitration
Chapter 2. The Remaking of Arbitration: Design and Destiny
Chapter 3. Commercial Peace and Political Competition in the Crosshairs of International Arbitration
PART II: JUDICIALIZATION OF THE PROCESS
Chapter 4. National Law and the Judicialization of Arbitration: Manifest Destiny, Manifest Disregard, or Manifest Error
Chapter 5. Darkness and Light in the Shadows of International Arbitral Adjudication
PART III: THE ROLE OF NATIONAL LAW AND COURTS
Chapter 6. Judicial Approbation in Building the Civilization of Arbitration
Chapter 7. Arbitral Adjudication: A Comparative Assessment of Its Remedial and Substantive Status in Transnational Commerce
Chapter 8. A Commentary on the 1996 United Kingdom Arbitration Act
Chapter 9. Debating the Proper Role of National Law under the New York Arbitration Convention
PART IV: STARE DECISIS IN ARBITRATION
Chapter 10. Rendering Arbitral Awards with Reasons: The Elaboration of a Common Law of International Transactions
Chapter 11. Arbitral Law-Making
Chapter 12. The Exercise of Contract Freedom in the Making of Arbitration Agreements
PART V: LANDMARK CASES
Chapter 13. The Exuberant Pathway to Quixotic Internationalism: Assessing the Folly of Mitsubishi
Chapter 14. "A-Legality" and Arbitration: The German Supreme Court Joins the Fray
Index
About the Author:
Thomas Carbonneau is the Samuel P. Orlando Distinguished Professor of Law at Penn State's Dickinson School of Law. Professor Carbonneau is commonly regarded as one of the world's leading experts on domestic and international arbitration. He serves on the editorial board of La Revue de L'Arbitrage and is the author of ten highly acclaimed books and 75 scholarly and professional articles on arbitration. Professor Carbonneau was formerly the Moise S. Steeg Jr. Professor of International Law at Tulane University School of Law.
About the Author:
Thomas Carbonneau is the Samuel P. Orlando Distinguished Professor of Law at Penn State's Dickinson School of Law. Professor Carbonneau is commonly regarded as one of the world's leading experts on domestic and international arbitration. He serves on the editorial board of La Revue de L'Arbitrage and is the author of ten highly acclaimed books and 75 scholarly and professional articles on arbitration. Professor Carbonneau was formerly the Moise S. Steeg Jr. Professor of International Law at Tulane University School of Law.
PDF of Title Page and T.O.C.
SUMMARY TABLE OF CONTENTS
Preface
Acknowledgements
About the Author
PART I: INTRODUCTORY PERSPECTIVE
Chapter 1. The Ballad of Transborder Arbitration
Chapter 2. The Remaking of Arbitration: Design and Destiny
Chapter 3. Commercial Peace and Political Competition in the Crosshairs of International Arbitration
PART II: JUDICIALIZATION OF THE PROCESS
Chapter 4. National Law and the Judicialization of Arbitration: Manifest Destiny, Manifest Disregard, or Manifest Error
Chapter 5. Darkness and Light in the Shadows of International Arbitral Adjudication
PART III: THE ROLE OF NATIONAL LAW AND COURTS
Chapter 6. Judicial Approbation in Building the Civilization of Arbitration
Chapter 7. Arbitral Adjudication: A Comparative Assessment of Its Remedial and Substantive Status in Transnational Commerce
Chapter 8. A Commentary on the 1996 United Kingdom Arbitration Act
Chapter 9. Debating the Proper Role of National Law under the New York Arbitration Convention
PART IV: STARE DECISIS IN ARBITRATION
Chapter 10. Rendering Arbitral Awards with Reasons: The Elaboration of a Common Law of International Transactions
Chapter 11. Arbitral Law-Making
Chapter 12. The Exercise of Contract Freedom in the Making of Arbitration Agreements
PART V: LANDMARK CASES
Chapter 13. The Exuberant Pathway to Quixotic Internationalism: Assessing the Folly of Mitsubishi
Chapter 14. "A-Legality" and Arbitration: The German Supreme Court Joins the Fray
Index